Corporate Profile

Members Introduction

Shinya Abe

Managing Director: Head of Compliance

Shinya Abe has worked as a Compliance Officer in the financial institutions for over 25 years. He has served 24 years at UBS group companies in Japan most recently as an Executive Director and Head of Fixed Income, Foreign Currencies and Derivatives transactions Compliance team for both UBS Securities Japan Limited and UBS Tokyo branch. He also has been committed to acquire license of Investment management business for Wealth Management business in UBS Japan and to establish Compliance framework for this business.

Shinya started his career at Sanwa bank (current Tokyo Mitsubishi UFJ Bank) in 1988 as a credit officer for personal / corporate loans as well as a broker of foreign exchange business.

Shinya obtained BA in Law from Tohoku University.

Tokyo Office Member

Yoshifumi WatanabeCEO and Representative Director
Principal

TOKYO OFFICE

Antonio CacorinoRepresentative Director
Managing Principal

LONDON OFFICE

Harutaka KajiwaraCCO,CAO and Director
Principal

TOKYO OFFICE

Kazunobu EzawaHead of Client Solutions
Managing Director

TOKYO OFFICE

Shiro NoguchiClient Solutions
Managing Director
Principal

TOKYO OFFICE

Tomiyasu FutamuraClient Solutions
Managing Director

TOKYO OFFICE

Takashi YoshikawaSenior Advisor

TOKYO OFFICE

Hiroki ZaruhataClient Solutions
Director

TOKYO OFFICE

Koichi NakataFinancial Solutions and Executions
Director

TOKYO OFFICE

Sayaka MiuraFinancial Solutions and Executions
Vice President

TOKYO OFFICE

Christelle KabranFinancial Solutions and Executions

TOKYO OFFICE

Shinya AbeHead of Compliance
Managing Director

TOKYO OFFICE

Takashi YanagawaHead of Finance
Managing Director

TOKYO OFFICE

Yukie SugiFinance
Director

TOKYO OFFICE

Kiyoko TerauchiHead of Operations
and General Service
Director

TOKYO OFFICE

Chihiro KatsuiHead of Human Resources
Director

TOKYO OFFICE

Akiko ShidaraHead of Internal Audit
Director

TOKYO OFFICE

Takako NoharaSecretary

TOKYO OFFICE

top